Regulations

Get started with the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, Regulations, published from time to time.

Chapter I : Preliminary
  • Regulation 1 : Short title and commencement

  • Regulation 2 : Definitions

Chapter II : Restrictions on Communication and Trading by Insiders
  • Regulation 3 : Communication or procurement of unpublished price sensitive information

  • Regulation 4 : Trading when in possession of unpublished price sensitive information

  • Regulation 5 : Trading Plans

Chapter III : Disclosures of Trading by Insiders
  • Regulation 6 : General provisions

  • Regulation 7 : Disclosures by certain persons

Chapter IIIA
  • Regulation 7A : Definitions

  • Regulation 7B : Submission of Original Information to the Board

  • Regulation 7C : Receipt of Original Information by the Board

  • Regulation 7D : Informant Reward

  • Regulation 7E : Determination of amount of Reward

  • Regulation 7F : Application for Reward

  • Regulation 7G : Rejection of claim for Reward

  • Regulation 7H : Informant confidentiality

  • Regulation 7I : Protection against retaliation and victimisation

  • Regulation 7J : Void Agreements

  • Regulation 7K : No Amnesty

  • Regulation 7L : Functions of Informant Incentive Committee

  • Regulation 7M : Public dissemination and incentivisation of Informant

Chapter IV : Codes of Fair Disclosures & Conduct
  • Regulation 8 : Code of Fair Disclosure

  • Regulation 9 : Code of Conduct

  • Regulation 9A : Institutional Mechanism for Prevention of Insider trading

Chapter V : Miscellaneous
  • Regulation 10 : Sanction for violations

  • Regulation 11 : Power to remove difficulties

  • Regulation 12 : Repeal and Savings